Data sources

For more information on the various data sources used in the NISAT database please consult: 

Haug, M et al. (2002) Shining a Light on Small Arms Exports: The Record of State Transparency Small Arms Survey. p 70.

Which is available for download here

Database users should also consult the pages on annual arms export reports, and customs data, which are available on the menu to the left.  

The database contains information from the following sources:  

Type  Area  Notes
Press Articles  Global Selected from a variety of sources
Customs Data  Global  Comtrade - customs data provided by the UN Statistics Division.
Customs Data  Guatemala
Customs Data Thailand
SIPRI yearbooks Global  Selected information on transfers of light weapons.
Annual Report  Austria
Annual Report  Belgium
Annual Report Bulgaria
Annual Report  Canada
Annual Report Czech Republic
Annual Report  Denmark
Annual Report  Finland
Annual Report  France
Annual Report  Germany 
Annual Report Hungary
Annual Report  Ireland
Annual Report  Italy
Annual Report  Netherlands
Annual Report  Norway
Annual Report  South Africa
Annual Report  Spain
Annual Report  Sweden
Annual Report  Switzerland
Annual Report  United Kingdom
Annual Report  United States

 

Notes on selected data sources

Users should be aware that the various sources use differing methodologies and weapons categories. Moreover, some countries have changed their reporting methodologies over the years. Users are advised to check the original source of the information. 

In weapon type names, '&/' is used to indicate 'and /or'. This has been used to save characters and provide more space for the weapon type description.   

Belgium

Belgium did not publish specific information on exports of small arms by country of destination for the years 2000 or 2002 (but did for 1999 and 2001). 

 

Bulgaria

Bulgaria's Annual Report for 2002-2003 is an unofficial translation. 

The Annual Report 2002-2003 does not disaggregate exports by country and weapons type. However, it does include percentages of total exports separated into categories corresponding with the EU Code of Conduct's common list of military equipment (June 2000). We have calculated the value of Bulgaria's exports from the categories that include SALW: 'CO1', 'CO2', 'CO3' and 'CO4' (see the Annual Report for definitions). The export values (destination listed as 'All countries') represent Bulgaria's total yearly exports divided by the percentages for each weapons category and therefore the accuracy of the export values is listed as 'low'.

 

Canada

Exports to the United States are omitted from the annual reports, as an export permit is not required in Canada for shipments to the United States.

 

Czech Republic

The Czech Republic's 2003 Annual Report is more comprehensive than those published in previous years. The report includes overviews of imports and exports in selected small arms and light weapons categories, providing a sum of imports and exports and their country sources and destinations, although the quantities are not disaggregated by individual country. Therefore users will find entries under the code 'All countries' for the total amounts of each SALW category, as well as under individual country codes for each SALW category. In the latter instance the quantities are unknown.

 

Finland

In the annual report, ‘Cartridge cases’, ‘Bullets’, ‘Fuses and Accessories’, ‘Base bleed unit components’, 'Percussion primers' and 'Tracers' are all included as ‘Ammunition Components’. But for 2002 'Rifle cartridges/bullets' are included as 'Rifle cartridges'. Thus bullets are included as components for years up to and including 2001, but included as cartridges for 2002. Figures given for export value are rounded to the nearest 100 FIM for 2000, to the nearest 100 EUR for 2001 and are accurate to the EUR for 2002.

Finnish legislation distinguishes between exports (to non-EU countries) and transfers (to EU partners). Obtaining a commercial transfer licence is significantly easier than obtaining a commercial export licence, something which is reflected in the relative number of export licences issued (59) vs. transfer licences (547) for the year 2000. See Finnish annual report 2000 for further details.

 

Germany

The German annual report presents different information for different categories of importing states. For EU and NATO members, and 'states on an equal footing', the report only states the total value of licences issued, and whether licences for particular categories were issued. No information is provided on licences refused (though such refusals would be unlikely). 

'Other countries' are reported in much greater detail. However, the information is not comprehensive. In general, information on the largest transfers to a given country is provided via more detailed description, and the value of the transfer is reported as a percentage of the total transfers to that country.  

Concerning 'Other countries' the report states both the number of licences refused, together with the total value of these refusals, and those licence denials which were reported under the EU Code of Conduct.  The two do not necessarily refer to the same licence applications. This is for two reasons, first, there is a delay in reporting under the EU code, so some of the licences listed in this category may have been refused (and reported) during the previous year.  Second, the denials reported under the EU Code include exporters that were rebuffed following an initial enquiry into whether a licence application was likely to succeed. The list of licence refusals does not include this information on initial enquiries. 

In many cases the German annual report has listed transfers of a group of weapon types (rather than a single category). Where possible we have provided a verbatim translation of the annual report entry. However, in many cases this has not been possible due to the names of these weapons. Therefore the weapon type name has been abridged. In those cases an asterisk (*) has been added to the end of the weapon type. Users are urged to consult the German Annual Report in these cases. 

Furthermore, for similar reasons, in some cases we have provided a generic weapon type (such as 'ammunition') and provided more detail in a text note. 

For more information see the note on weapon types

 

Netherlands

Licences for temporary export have been disregarded in the Netherlands' reports, in view of the fact that such licences are subject to mandatory re-import. See the Netherlands arms export policy in 2003 for further details.

In the Netherlands annual report 2003 arms exports are reported for the first-half and second-half of the year. Users of the database will therefore find two entries for the same weapons categories for certain countries, corresponding to the separate licences issued by the Dutch Central Import and Export Service. 

 

Norway

Values are rounded to the nearest 1000 NOK. ‘Våpenholdere’ ('weaponholders' and 'stands') and ‘stativer’ ('weaponholders' and 'stands') are included as 'parts and components'. ‘Skiskytterrifle’ &  ‘jaktrifle’ ('ski-shooting rifle' & 'hunting rifle') are included as 'rifles and components'. ‘Ammunition and Explosives’ includes Ammunition components and blanks. ‘Explosives’ includes Explosive components (‘utgangsmateriale’). ‘Missiles, bombs, torpedoes & grenades’ includes components thereof. ‘Silencers’ are included as rifles and components. '57 mm øvingspatron' is not included in the database because it is likely not to be a small arm or light weapon.

Norwegian export reports divide exported arms into two categories. Category A contains arms and ammunition in addition to material of significant military value. Category B includes all other military equipment.

Since 2005 Norwegian export reports contain separate tables for 'Exports of handguns and their components.' 

Sweden

Values for exports to all countries 2002 to the nearest million SEK, ‘0’ value given for total exports of Assault Rifles and parts in 2001 and 2002 presumably indicates a value of <500 000 SEK


United Kingdom

Concerning information from the UK annual report:

SIELs are Standard Individual Export Licences, OIELs are Open Individual Export Licences, SITLs are Standard Individual Transit Licences, see UK Annual Reports for more details. Up to and including year 2000, the Open Individual Export Licences are not differentiated between Temporary and Permanent exports.

Singular/Plural distinctions are ignored


The very large number of weapon types contained in the UK annual report has necessitated some conflation of the arms categories (see the section on on weapon types). 
Furthermore, for similar reasons, in some cases we have provided a generic weapon type (such as 'ammunition') and provided more detail in a text note. 

Instances of conflation are: 

‘Machine Pistols’ are included as Sub-Machine Guns. 

‘Pistols’, ‘Semi-automatic Pistols’ and ‘Revolvers’ are included as 'Pistols &/ Revolvers'. 

‘Sporting Rifles’, ‘Sporting Guns’ and ‘Combination Rifle/Shotguns’ are included as ‘Sporting Rifles &/ Sporting Guns &/ Sporting Shotguns’.

‘Heavy Machine Guns’ and ‘General Purpose Machine Guns’ are included as ‘Machine Guns’.

'Smoke Hand Grenades', 'Devices Containing Military Pyrotechnic Materials' and 'Smoke Ammunition' are all included as 'Military Pyrotechnics &/ Associated Ammunition/Equipment'

'Grenades' and 'Hand Grenades' both cover 'Fragmentation Hand Grenades' and have been used interchangeably

'CS Hand Grenades', 'Stun Grenades' and 'Thunderflashes' are all included as 'Thunderflashes &/ Stun Grenades &/ CS Grenades'

‘Target Pistols’ and ‘Sporting Pistols’ are included as ‘Sporting Pistols’ (before 2001, this is specified as a text note and categorised as ‘Pistols & Revolvers’)

Irritant ammunition has either been included in 'Crowd Control &/ Irritant Ammunition' or 'Tear Gas/Irritant Ammunition'. This is due to changes in UK reporting practices. 

United States

The US annual report on its arms exports is known as the '655 Report'. This comprises two reports:

- a State Department report on export licence authorisations; and

- a two-part Pentagon report on actual deliveries as part of the 'Excess Defense Articles' (EDA) programme or as 'Foreign Military Sales' (FMS).

Direct Commercial Sales Authorisations (DCSA) reported by the State Department are listed as authorisations for industrial vendors. FMS are listed as deliveries by government vendors. EDA are classified as: offered (status code 6); accepted (7); rejected (8); delivered (9). For FY 2003, all figures are status code 6, which we list as 'authorisations'. 

In the case of EDA, We used the "allocation" field as the quantity offered and "current value notified" field for the dollar value of the equipment concerned (even though many of these items will in fact be given away).

US Annual Reports use fiscals years (FY) running from 1 October to 30 September. Thus the US Annual Report data for FY2000 is listed in the database as 1999-2000

For fiscal years up to and including 1999, FMS figures (which are rounded to the nearest 1000 USD) are reported as being of high accuracy. After 1999, figures are reported as being of medium accuracy.

The DCSA Annual Report FY2004 distinguishes between between authorisations of defence articles and those associated with defence services. Only the authorisations of defence articles are included in the database.

Concerning individual weapon categories, the following distinctions have been made:  

Some weapon definitions have been included in broader categories. For instance, 9mm Ball Ammunition is included as '.22 thru .50 cartridges'. In these cases a text note is added.

‘non-specific missile parts’ are included (as non-small arms only) as ‘missiles’ can include man-portable missiles. This category may well include parts for large calibre systems. 

‘.22 thru .50 cartridges’ are considered small arms only.

20mm-40mm ammunition is included as 'non-small arms only'.

Ammunition over 100mm calibre are not included (as the 1997 UN panel of experts definition of small arms and light weapon includes mortars of up to 100mm).

‘rockets’ were not included. 

‘mortars’ and ‘mortar rounds’ included as 'non-small arms only' as the calibre is unknown (see above). 

The category ‘37-75mm cartridges’ is used in the Defense Department EDA report, whereas ’40-75mm cartridges’ is used in the State Department FMS report. We used the category ‘37/40mm-75mm cartridges’ category to cover both. Although the FMS report FY 2003 uses the category '37-75mm cartridges', the generic '37/40mm-75 cartridges' category is still applied.

Entries under the category 'weapons' spares' in FMS are not included.

The category 'Pol, Gases and Fuels' is used in the DCSA FMS FY2003 report and is included as 'Riot control chemicals (anti-pers)' (non-small arms only).

Annual Report Data Present in the Database

Some of these reports, as well as others, are available here.

 

Belgium 1998

Belgium 1999

Belgium 2000

Belgium 2001

Belgium 2002

 

Bulgaria 2002-2003 (unofficial translation)

 

Canada 1996

Canada 1998

Canada 1999

Canada 2000

Canada 2001

Canada 2002

 

Czech Republic 1996-2000 (from a single report published in 2001)

Czech Republic 2001

Czech Republic 2002

Czech Republic 2003

 

Denmark 2000

Denmark 2001

Denmark 2002

 

Finland 1999

Finland 2000

Finland 2001

Finland 2002

Finland 2003

 

France 1997

France 1998

France 1999

France 2000

France 2001

France 2002

France 2003

 

Germany 1999

Germany 2000

Germany 2001

Germany 2002

 

Hungary 2003

 

Ireland 1998

Ireland 1999

Ireland 2000

Ireland 2001

Ireland 2002

 

Italy 1999

Italy 2000

Italy 2001

 

Netherlands 1997

Netherlands 1998

Netherlands 1999

Netherlands 2000

Netherlands 2001

Netherlands 2002

 

Norway 1999

Norway 2000

Norway 2001

Norway 2002

Norway 2003

 

Romania 2000 & 2001

 

South Africa 1996-1999 (from reports published in 1999, 2000)

South Africa 2000-2002 (from report published in 2003)

 

Spain 2001

 

Sweden 1996

Sweden 1997

Sweden 1998

Sweden 1999

Sweden 2000

Sweden 2001

Sweden 2002

Sweden 2003

 

Switzerland 2000

Switzerland 2001

Switzerland 2002

Switzerland 2003

Switzerland 2004

 

United Kingdom 1997

United Kingdom 1998

United Kingdom 1999

United Kingdom 2000

United Kingdom 2001

United Kingdom 2002

United Kingdom 2003

 

United States FY 1996 (DCSA, FMS, EDA)

United States FY 1997 (DCSA, FMS, EDA)

United States FY 1998 (DCSA, FMS)

United States FY 1999 (DCSA, FMS)

United States FY 2000 (DCSA, FMS, EDA)

United States FY 2001 (DCSA, FMS, EDA)

United States FY 2002 (DCSA, FMS)

United States FY 2003 (DCSA, FMS, EDA)

United States FY 2004 (DCSA)

 



END OF DOCUMENT
August 2005 - NISAT